Our Client a leading local law firm is seeking to recruit an experienced person to perform the role of a Regulatory Advisor and form part of a team of lawyers and regulatory advisors dedicated to the insurance and pensions clients of the firm;
Responsibilities:
Assisting clients in regulatory processes such as:
- Obtaining or extending a Licence
- Passporting by services or establishment
- Portfolio transfers/ Mergers & Acquisitions/ Re- domiciliations
- Supporting of or provision of Compliance Officer duties
- Developing required governance/compliance-related documentation, including policies and procedures manuals
- Performing of gap analyses and compliance assessments
- Reviewing or drafting of compliance reports
- Provision of compliance training
Requirements
- At least 5 years' experience in providing advice and/or compliance support to insurance and/or pension clients
- At least 5 years' experience in the financial services industry, preferably in a compliance-related role
Education and Experience
- Hold a legal or financial services qualification from a reputable professional or tertiary education institution
Benefits
- Health insurance
- Car cash allowance
Job Reference: YW257
Corporate Services Jobs in Malta focus on ensuring that companies follow best practices with regards to legal and financial issues. Jobs in corporate services within this sector include corporate administration, corporate executive, due diligence / AML, MLRO, regulatory compliance, residency & citizenship, and yachting & shipping roles.
