Regulatory Compliance Advisor

Our client, a small yet dynamic international firm, is seeking a talented professional to support their clients with MFSA licensing and regulatory compliance needs. They are open to considering diverse profiles for this role, including seasoned industry experts looking for part-time opportunities or ambitious lawyers eager to embark on a partner-track career.

About the Firm:

Our client specialises in supporting businesses in navigating regulatory frameworks, with a focus on Fintech, financial services, EMI's, Crypto and MiFID firms. 

Responsibilities include;

• Provide expert technical guidance on licensable activities, governance structures, financial requirements, and process diagram flows.
• Draft, review, and refine key documents, including application forms, business plans, policies, and contracts.
• Oversee and review work produced by internal team members, ensuring accuracy and compliance.
• Serve as the primary point of contact for clients and regulatory bodies, managing licensing projects and compliance matters.
• Provide regulatory advice on retainer-based or ad-hoc queries related to compliance requirements.
• Assist with intricate client requests, including M&A transactions or other high-level regulatory challenges.

Requirements

• Knowledge, background and minimum 1-2 years experience in Financial Services, Investment Services, Fintech and Crypto (or at least in 2 of the 3 areas)
• Applicants must have knowledge and experience of Maltese laws or else if not of similar rules and laws subject to the same EU directives
• Knowledge and understanding of AML and compliance procedures
• Have good drafting skills needed to draft or vet business plans, policies and procedures.
• Executive pressesnce and disposition
• Fluency in written and spoken English

Education and Experience

• Candidates who hold a legal degree will be given preference but is not a requirement

Benefits

• Flexible working arrangements
• Work from home

Job Reference: NQ524