Senior Compliance Manager

A client of ours specialising in the Financial sector, is looking to onboard a Senior Compliance Manager to be part of their growing team of professionals:

Duties:

• Oversee the regulatory compliance of the company and clients with current and new regulations, including knowledge of Solvency II Directive, Insurance Distribution Directive, and General Data  
• Working with the local compliance team members and engaging with consultants /service providers to assist in compliance framework development and provision of compliance solutions for clients.  
• Scanning for regulatory and legislative changes impacting the Company and its clients, formulating recommendations for enhancement to ensure compliance with new and revised regulations 
• Review, update and ensure compliance with all policies, procedures, internal checklists and
  template documents to maintain compliance with Malta regulatory requirements and International requirements 
• Preparation of Board and Committee Packs in relation to Risk and Compliance, and presentation thereof.  
• Overseeing the complete and accurate submission of new client enquiry forms, annual client review forms, routine monitoring and compliance checklists
• Coordination, preparation and submission of regulatory returns such as the SFCR, RSR, ORSA,  
• Maintenance of the Company's clients’ Customer Risk Assessments, ongoing file reviews and client onboarding in respect of all financial crime compliance, in liaison with the MLRO.  
• Oversee the conduct of the compliance monitoring programme, as well as compliance systems development 
• Provide training to all staff including Board level and specifically in relation to Regulatory Compliance developments requirements
• Assist with recruitment and oversight of compliance resources (both internal and external)  

Requirements

• 3-5 years’ experience in a similar compliance role within the insurance industry
• Must have a high level of computer literacy
• Excellent verbal and communication skills in English, and commendable presentation skills
• Strong regulatory knowledge, with strong preference given to Maltese and EU knowledge
• Must be PQd by the MFSA or eligible to be

Education and Experience

• Must be in possession of a recognised and related Insurance or Compliance qualification

Job Reference: FI960