Senior Compliance Officer

Our client within the financial sector is looking for a Senior Compliance Officer to join their young and dynamic team to assist in the day-to day compliance matters

Responsibilities:  

• Co-ordination of customer onboarding requests. 
•  Ongoing monitoring of existing business relationships.
•  Knowledgeable on the entire CDD process required for different types of Legal Entities and Natural Persons.
• Supervising a team of compliance executives and reviewing their tasks.
• Reporting to AML consultants and MLRO.
• Carrying out customer risk assessments.
• Liaising with AML software providers.
• Assisting with preparation of BRA and REQ.
• Dealing with highly technical and complex structures of situations.
• Dealing with authorities as the need arises.
• Scheduling work for the compliance team by planning jobs accordingly.
• Ensuring the firm’s policies and procedures are being adhered to.  
• Responding to client queries relating to requested documents. 
•  Input of key customer data into our central database. 
• Attending of anti-money laundering training as may be provided by the firm from time to time.  
• Collection of customer due diligence documents, requesting missing information and data and escalating any red flags to management. 
• Updating of internal files and records. 
• Ensuring that company and beneficial ownership records are accurate and up to date.
• client onboarding and the undertaking of ongoing reviews.

Requirements

• Have experience of at least 2 years in a similar role
• Have excellent written and spoken English language skills.
• Attention to detail and be a problem-solver
• Preference will be given to applicants who have proven experience in the corporate sector and in
• Candidates must hold experience in dealing with compliance for corporate entities as well as individuals

Education and Experience

• Have finance, legal or anti-money laundering qualification is consider a plus

Benefits

• Hybrid and Remote work

Job Reference: TX410